CAPITAL MARKETS FINTECH
About Us
DLX Financial is a leading fintech company in the capital markets industry, offering proprietary tools and operations that deliver precision and efficiency in executing and settling financial transactions. Our comprehensive suite of services simplifies the complexities of FX trading and currency processing, with tailored solutions that meet the unique needs of financial institutions. From wire transfers to physical banknotes, our diverse range of settlement options is enhanced by user-friendly technology, ensuring a seamless experience.
What truly sets DLX Financial apart is our approach and commitment to strategic partnerships. We assist our clients in navigating the intricate and evolving world of global currency markets with confidence, driven by a strong dedication to regulatory compliance and best practices. We go beyond being a service provider; we are a strategic ally in the shifting landscape of global finance. Our mission is to empower you to succeed by delivering the reliability and peace of mind needed for all your foreign exchange endeavors.
Corporate Governance
Corporate Policies
DLX Financial’s policies align with Vortix Group’s Corporate General Code of Conduct to promote sound governance and achieve sustainable profitability.
Our policies adhere to laws, regulations, and best practices, featuring Anti-Bribery and Corruption measures, Sanctions and Financial Countermeasures, and a comprehensive Corporate General Code of Conduct. Supported by a dedicated team of professionals, these policies, procedures, and internal controls aim to set the industry standard.
Compliance
DLX Financial is dedicated to complying with anti-money laundering and counter-terrorism financing regulations, positioning our compliance framework as a strategic asset that significantly benefits our clients, vendors, and the broader community.
Our Compliance Program, including its policies, procedures, and internal controls, is closely monitored by our Compliance Team and Compliance Committee. This ensures compliance within the ever-changing regulatory landscape and adheres to financial best practices.
Independent Review
At DLX Financial our commitment to ethics and legal compliance is central to our operations. Guided by strong compliance and ethical principles, sound corporate governance, and the professional integrity of our team, we ensure that our actions align with the highest standards.
To reinforce this commitment, we partner with independent third parties who regularly assess our overall compliance with applicable anti-money laundering and counter-terrorism financing regulations, ensuring strict adherence to these provisions.
Training
Our training program is essential for reducing risk and ensuring that our Board of Directors, senior management, and employees stay updated on corporate policies and procedures, regulatory requirements, trends, and risk typologies.
We provide continuous, specialized training to stay current with regulatory requirements and best practices relating to the Bank Secrecy Act, the Office of Foreign Assets Controls, sanctions, anti-bribery and corruption, and ethical operations.
Ethics Line
DLX Financial maintains an independent ethics line operated through a third-party technology platform where current and former employees, customers, and vendors can report illicit or suspicious conduct, including theft, fraud, corruption, money laundering, sexual and labor harassment, and other legal and ethical questions. The ethics line’s objective is to foster a culture of fairness and transparency in DLX Financial.
